WHO WE ARE

iComply effectively identifies areas of risk and provides comprehensive solutions to strengthen and more efficiently manage compliance programs for Broker-Dealers and Registered Investment Advisers to meet SEC, FINRA, MSRB, NFA and SRO regulations as well as state securities laws.

iComply partners with your firm and serves to bridge the gap with compliance and regulation to develop solutions that are specific to your firm’s need. We provide stellar customer service and place your need at the forefront by being an immediate resource with openly candid and consistent communication.

Our extensive experience within the securities and exchange and financial services industries provides a level of expertise, differentiation and distinction that will benefit your firm and will allow iComply to effectively deliver strong results that matter.

Iris M. Hoskins
Managing Director

iComply was founded and is led by Iris M. Hoskins, Managing Director. Iris oversees the overall implementation of compliance operations and client relationship management.

Iris has over 25 years of securities and exchange and financial services industry experience. She began her financial services career in banking at Chase Bank where she served in various roles that included senior accountant within the Corporate Accounting Operations department. Iris was responsible for general ledger activities and played an integral role in the Mondex Smart Card Program which began integration for the bank debit card for Chase Bank.

Her career in the securities and exchange industry was fostered by working with the Financial Industry Regulatory Authority (FINRA) for seventeen years. Iris served as a lead principal examiner while acting as a liaison between member firms and the regulatory organization. She was responsible for the full scope of securities regulation which included: review of continuing membership applications; determining the final approval of the application; analysis and implementation of in-depth investigations of supervisory controls and written supervisory procedures; and assessment of the financial condition of firms.

Iris holds a Bachelor of Science degree in Accounting from Hampton University. She is actively involved in philanthropy and volunteerism at several non-profit organizations and has provided coaching to youth in financial literacy.